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Scott Bauer Ziemba

D.A. Davidson & Co.

Omaha, NE

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Current Employers
D.A. Davidson & Co.

8 Third Street North, Great Falls, MT 59401 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-10-10
NE RA APPROVED 2016-08-01
  • TX RA
    APPROVED_RES
    Since 2018-10-10
  • NE RA
    APPROVED
    Since 2016-08-01

Branch Locations

450 Regency Parkway Suite 400, Omaha, NE 68114 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
D.A. Davidson & Co. Omaha NE 07/2016 Present
Previous Registrations
  • 2014-09-02 → 2016-07-28
    Smith Hayes Advisers Inc
    Lincoln, NE
    Omaha, NE
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-08-29
  • S66 Uniform Combined State Law Examination
    2014-08-29

View on SEC IAPD

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