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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-06-20 |
| GA | RA | APPROVED | 2021-11-05 |
| NJ | RA | APPROVED | 2015-10-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Jersey City | NJ | 07/2015 | Present |
| Bank Of America, N.A. | Jersey City | NJ | 07/2015 | Present |
I*1556303For profit or not for profit: Name of outside business organization: Aloha Total LawnInvestment related: NAddress of business: , , , Nature of business: Position, title, association: , Start date of relationship: Number of hours devoted: hour(s) Number of hours devoted during trading hours: Duties: , Spouse's lawn care companyI*1556304For profit or not for profit: Name of outside business organization: Vintage Pointe Overlook LLCInvestment related: NAddress of business: , , , Nature of business: Position, title, association: , Start date of relationship: Number of hours devoted: hour(s) Number of hours devoted during trading hours: Duties: , Spouse's companyI*1556308For profit or not for profit: Name of outside business organization: Country Roads Investments LLCInvestment related: NAddress of business: , , , Nature of business: Position, title, association: , Start date of relationship: Number of hours devoted: hour(s) Number of hours devoted during trading hours: Duties: , Spouse's company - no personal responsibilities I*1556301 For Profit Name of OBA: Gresham Investments Capital LLC Address: Reno, Nevada, 89502 Investment Related: No Position, Title, Association: N/A Employee Start Date: N/A No Hours: N/A No Hours during trading: N/A Duties: Spouse's holding company
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-10-09 |
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