Best Investors
Account
Sign in
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-09-05 |
Branch Locations
369 Franklin Street Cyclorama Building, Buffalo, NY 14202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lumsden & Mccormick, Llp | Buffalo | NY | 02/2003 | Present |
| 1St Global Capital Corp | Buffalo | NY | 06/2014 | 10/2019 |
| Avantax Investment Services, Inc. | Buffalo | NY | 10/2019 | 09/2025 |
| Avantax Advisory Services | Buffalo | NY | 06/2014 | 09/2025 |
| Cetera Wealth Services, Llc | Buffalo | NY | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
| Lifetime Wealth Management, An Affiliate Of Lumsden Mccormick | Buffalo | NY | 11/2025 | Present |
1) LUMSDEN & MCCORMICK FINANCIAL SERVICES, LLC POSITION: Referring Advisor NATURE: Financial Services Rep INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 08/12/2014 DESCRIPTION: Financial Services 2) BUFFALO AND ERIE COUNTY BOTANICAL GARDENS SOCIETY, INC. POSITION: Chair of Board of Directors NATURE: The Buffalo & Erie County Botanical Gardens is a living museum dedicated to people and cultures through its documented living plant collection, historic conservatory, education, research and exhibits. INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2014 ADDRESS: 2655 South Park Avenue, Buffalo NY 14218, United States DESCRIPTION: As Chair of Board of Directors. I preside over all meetings of the Board, am responsible for the general management of the affairs of the society. 3) NAME OF OTHER BUSINESS: LIFETIME WEALTH MANAGEMENT, AN AFFILIATE OF LUMSDEN MCCORMICK; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 11/2025, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-08-11 |
Reach out to this advisor