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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-10-18 |
| AL | RA | APPROVED | 2021-10-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Montgomery | AL | 10/2016 | 02/2017 |
| First Community Bank Of Central Alabama | Wetumpka | AL | 02/2017 | 10/2018 |
| Empower Retirement | Montgomery | AL | 10/2018 | 09/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Montgomery | AL | 09/2021 | Present |
| Bank Of America, N.A. | Montgomery | AL | 10/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-02-02 |
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