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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-04-27 |
| CT | RA | APPROVED | 2016-09-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Mystic | CT | 06/2016 | Present |
| Bank Of America, N.A. | Mystic | CT | 11/2016 | Present |
I*437839, Entity Type: Charitable Name of OBA: Southeastern CT Cultural Coalition Address: Norwich, CT 06360 Investment Related: No Position, Title, Association: Other Employee Start Date: 09/01/2024 No Hours: 2 No Hours during trading: 0 Duties: Member of the advisory council
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-09-23 |
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