Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-04-27
CT RA APPROVED 2016-09-26
  • TX RA
    APPROVED
    Since 2017-04-27
  • CT RA
    APPROVED
    Since 2016-09-26

Branch Locations

27 Coogan Blvd, Mystic, CT 06355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Mystic CT 06/2016 Present
Bank Of America, N.A. Mystic CT 11/2016 Present
Other Businesses

I*437839, Entity Type: Charitable Name of OBA: Southeastern CT Cultural Coalition Address: Norwich, CT 06360 Investment Related: No Position, Title, Association: Other Employee Start Date: 09/01/2024 No Hours: 2 No Hours during trading: 0 Duties: Member of the advisory council

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-09-23
  • S66 Uniform Combined State Law Examination
    2016-09-23

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Mystic, CT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor