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Scott Alexander Sullivan

LPl Financial LLC

Lakeland, FL

Dunedin, FL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-01-21
  • FL RA
    APPROVED
    Since 2022-01-21

Branch Locations

1401 South Florida Avenue, Lakeland, FL 33803 • United States

Dunedin, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Airgas Usa Fort Lauderdale FL 02/2016 08/2020
Lpl Financial, Llc Lakeland FL 10/2020 Present
  • 02/2016 → 08/2020
    Airgas Usa
    Fort Lauderdale, FL
  • 10/2020 → Present
    Lakeland, FL
Previous Registrations
  • 2021-08-24 → 2022-03-01
    Allen & Company Of Florida, Llc
    Lakeland, FL
Other Businesses

1. 4/15/2021 - Allen & Company of Florida, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 04/13/2021 - 160 Hours Per Month/8 Hours During Securities Trading. 2. 4/15/2021 - Allen & Company - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 04/13/2021 - 160 Hours Per Month/8 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-08-11
  • S66 Uniform Combined State Law Examination
    2021-08-11

View on SEC IAPD

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