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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2018-03-22
  • OH RA
    APPROVED
    Since 2018-03-22

Branch Locations

995 Rombach Avenue, Wilmington, OH 45177 • United States

511 North High Street, Hillsboro, OH 45133 • United States

128 West Main Street, Chillicothe, OH 45601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Bank Canal Winchester OH 11/2015 Present
Fifth Third Securities Canal Winchester OH 09/2016 Present
  • 11/2015 → Present
    Fifth Third Bank
    Canal Winchester, OH
  • 09/2016 → Present
    Fifth Third Securities
    Canal Winchester, OH
Other Businesses

Russell Farmstead LLC - Chillicothe, OH 45601 - hobby farm - owner - 10 hrs/mo (0 during trading hrs) - not securities related - will not interfere with duties at firm

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-07-02
S63 Uniform Securities Agent State Law Examination 2017-06-29
  • S65 Uniform Investment Adviser Law Examination
    2018-07-02
  • S63 Uniform Securities Agent State Law Examination
    2017-06-29

View on SEC IAPD

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