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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2026-06-26 |
| TX | RA | APPROVED | 2026-06-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E*Trade Securities Llc | Alpharetta | GA | 10/2017 | 06/2019 |
| Unemployed | Savannah | GA | 08/2016 | 11/2016 |
| United Distrubtors | Atlanta | GA | 11/2016 | 09/2017 |
| E*Trade Securities Llc | Alpharetta | GA | 06/2019 | 02/2020 |
| E*Trade Securities Llc | Alpharetta | GA | 02/2020 | 10/2025 |
| E*Trade Capital Management Llc | Alpharetta | GA | 01/2022 | 10/2025 |
| Morgan Stanley | Alpharetta | GA | 03/2023 | 10/2025 |
| Morgan Stanley | Alpharetta | GA | 09/2023 | 10/2025 |
| Morgan Stanley | Alpharetta | GA | 09/2023 | 10/2025 |
| Ubs Financial Services Inc. | Atlanta | GA | 10/2025 | 05/2026 |
| Morgan Stanley | Alpharetta | GA | 06/2026 | Present |
*701225 - Mile Marker Foods LLC; Investment Related - Yes; Roswell, Georgia; selling boiled peanuts; Sole Proprietor/Owner (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 06/2026; During Business Hours: 0; After Business Hours: 10; Business Development/Growth, Customer Service, Sales/Marketing
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-10-14 |
| S63 | Uniform Securities Agent State Law Examination | 2017-11-28 |
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