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Ariel Elana Joseph

D.A. Davidson & Co.

Bellingham, WA

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Current Employers
D.A. Davidson & Co.

8 Third Street North, Great Falls, MT 59401 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2021-07-22
  • WA RA
    APPROVED
    Since 2021-07-22

Branch Locations

12 Bellwether Way Suite 238, Bellingham, WA 98225 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc D/B/A Haven Financial Planning, Inc. Bellingham WA 06/2014 07/2021
D.A. Davidson & Co. Bellingham WA 07/2021 Present
  • 06/2014 → 07/2021
    Lpl Financial, Llc D/B/A Haven Financial Planning, Inc.
    Bellingham, WA
  • 07/2021 → Present
    Bellingham, WA
Previous Registrations
Other Businesses

WASHINGTON STATE NOTARY; NON-INVESTMENT RELATED; BELLINGHAM, WA; NON-PROFIT; NOTARY; START 4/7/23; LESS THAN 10 HR/MO; I PROVIDE BACKUP NOTARY SERVICES TO CLIENTS THAT COME TO THE OFFICE.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-11-20
  • S66 Uniform Combined State Law Examination
    2017-11-20
Other Names
  • Ariel Elana Luna

View on SEC IAPD

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