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D.a. Davidson & Co. CRD 199
$41.8B regulatory AUM 1,050 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
8 Third Street North, Great Falls, MT 59401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2021-07-22 |
Branch Locations
12 Bellwether Way Suite 238, Bellingham, WA 98225 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc D/B/A Haven Financial Planning, Inc. | Bellingham | WA | 06/2014 | 07/2021 |
| D.A. Davidson & Co. | Bellingham | WA | 07/2021 | Present |
WASHINGTON STATE NOTARY; NON-INVESTMENT RELATED; BELLINGHAM, WA; NON-PROFIT; NOTARY; START 4/7/23; LESS THAN 10 HR/MO; I PROVIDE BACKUP NOTARY SERVICES TO CLIENTS THAT COME TO THE OFFICE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-11-20 |
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