Ryan Conrad Bates

Employer firm

Ae Wealth Management, LLC CRD 282580

$49.8B regulatory AUM 10 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2012 → 02/2021
  Marion Nelson Funeral Home
  Lake Wells, FL
• 09/2014 → 07/2017
  Gentry-Morrison Funeral Home
  Lakeland, FL
• 04/2015 → 09/2018
  Triad Advisors, Llc
  Norcross, GA
• 07/2015 → 09/2018
  Lineweaver Wealth Advisors
  Valley View, OH
• 09/2018 → 02/2021
  Kalos Capital, Inc.
  Alpharetta, GA
• 09/2018 → 03/2021
  Kalos Management
  Alpharetta, GA
• 03/2021 → Present
  Ae Wealth Management, Llc
  Topeka, KS
• 02/2021 → 07/2024
  Big Financial Services Llc
  Tampa, FL
• 03/2010 → 02/2021
  Nelson Financial Strategies
  Lake Wales, FL
• 12/2022 → 05/2024
  Saxony Securities, Inc.
  St. Louis, MO
• 01/2023 → 05/2024
  Saxony Securities
  Tampa, FL
• 04/2010 → Present
  Bates Capital, Llc
  Lakeland, FL

Previous Registrations

• 2018-12-05 → 2021-03-05
  Kalos Management
  Ponte Vedra Beach, FL
  Lake Wales, FL
  Lake Wales, FL
• 2015-07-14 → 2018-10-04
  Lineweaver Wealth Advisors
  Lake Wales, FL
  Valley View, OH
• 2014-11-03 → 2015-03-05
  Spc
  Lake Wales, FL
  Ann Arbor, MI

Other Businesses

1.) Bates Capital, LLC; Yes Investment Related; 120 E. Pine St. Ste. 1, Lakeland FL 33813, United States; Insurance Sales; Investment Advisor; 04/2010; Approx. 100 hours a month; Approx. 100 hours during trading; Insurance Sales and Services. 2.) AFEA - American Financial Education Alliance; Not Investment Related; 349 Copperfield Blvd NE, Ste L #106, Concord, NC 28025; AFEA is a national, 501(c)(3) non-profit organization. Offers financial education to the general public, taught by qualified and trained instructors; Polk County, FL Chapter President; 2/2/2023; 4hrs/Mo; 4hrs/Mo during Securities Trading Hours; I will be holding education workshops utilizing AFEA-approved and compliant material.

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-08-22

Other Names

• Ryan C Bates