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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2020-10-02
TX RA APPROVED 2020-10-02
  • AZ RA
    APPROVED
    Since 2020-10-02
  • TX RA
    APPROVED
    Since 2020-10-02

Branch Locations

6960 E Sunrise Dr, Ste 130, Tucson, AZ 85750 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securites Llc Tucson AZ 05/2014 10/2016
Jp Morgan Chase Bank Tucson AZ 10/2016 07/2020
Jp Morgan Securities, Llc Tucson AZ 07/2020 Present
Jpmorgan Chase Bank, N.A. Tucson AZ 07/2020 Present
  • 05/2014 → 10/2016
    Jp Morgan Securites Llc
    Tucson, AZ
  • 10/2016 → 07/2020
    Jp Morgan Chase Bank
    Tucson, AZ
  • 07/2020 → Present
    Tucson, AZ
  • 07/2020 → Present
    Jpmorgan Chase Bank, N.A.
    Tucson, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-09-24
S63 Uniform Securities Agent State Law Examination 2014-08-12
  • S66 Uniform Combined State Law Examination
    2020-09-24
  • S63 Uniform Securities Agent State Law Examination
    2014-08-12
Other Names
  • Aaron Michael Murray

View on SEC IAPD

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