Best Investors Account Sign in
Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2024-07-31
  • UT RA
    APPROVED
    Since 2024-07-31

Branch Locations

254 S 1470 E Suite 101, Saint George, UT 84790 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc St. George UT 11/2014 07/2024
Raymond James Financial Services, Inc. Saint George UT 07/2024 Present
Raymond James Financial Services Advisors, Inc. Saint George UT 07/2024 Present
Previous Registrations
  • 2014-12-08 → 2024-07-30
    Ogden, UT
    Enterprise, UT
    St. George, UT
    St. George, UT
    Cedar City, UT
    Kanab, UT
    St. George, UT
    Washington, UT
    Hurricane, UT
    St. George, UT
    Mesquite, NV
    Mesquite, NV
Other Businesses

(1) Name of Business: Address: 254 S 1470 E Ste 101, Saint George, UT, 84790-2761, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 07/26/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: want to sell fixed annuities to clients from companies direct (2) Name of Business: Black Pearl Holdings Address: 824 S 810 E , Saint George , UT, 84790, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 02/20/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I own 3 rentals that I manage and clean up time to time with my wife and kids as investments.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-12-05
S63 Uniform Securities Agent State Law Examination 2014-08-21
  • S65 Uniform Investment Adviser Law Examination
    2014-12-05
  • S63 Uniform Securities Agent State Law Examination
    2014-08-21
Other Names
  • Jon Rogers

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Saint George, UT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor