Kevin Fish

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2014-10-17
CA	RA	APPROVED	2014-09-24

TX RA
APPROVED_RES

Since 2014-10-17
CA RA
APPROVED

Since 2014-09-24

Branch Locations

2555 W Chandler Blvd, Chandler, AZ 85224 • United States

Mesa, AZ • United States

9000 Southside Blvd Global Human Resources- The Academy, Jacksonville, FL 32256 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Chandler	AZ	06/2014	Present
Bank Of America, N.A.	Chandler	AZ	08/2014	Present

06/2014 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chandler, AZ
08/2014 → Present

Bank Of America, N.A.

Chandler, AZ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-09-23

S66 Uniform Combined State Law Examination

2014-09-23

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Exams

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