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Current Employers
Larson Financial Group, Llc

100 N Broadway Suite 1700, Saint Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-02-11
NE RA APPROVED 2022-11-23
  • TX RA
    APPROVED_RES
    Since 2025-02-11
  • NE RA
    APPROVED
    Since 2022-11-23

Branch Locations

100 N Broadway Suite 1700, Saint Louis, MO 63102 • United States

9802 Nicholas Street Suite 105, Omaha, NE 68114 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Physician Advisors, Llc Omaha NE 04/2016 Present
Larson Financial Group, Llc St. Louis MO 09/2022 Present
Previous Registrations
  • 2016-04-25 → 2024-02-01
    Physicians Thrive Investment Advisors, Llc
    Elkhorn, NE
  • 2014-09-08 → 2016-03-21
    Mariner Wealth Advisors
    Omaha, NE
    Overland Park, KS
  • 2006-12-12 → 2014-08-21
    Waddell & Reed
    Omaha, NE
Other Businesses

THRIVE RELO POSITION: Referrer NATURE: Connect physicians with Real Estate agents. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 09/01/2022 ADDRESS: 2606 Main Street, Elkhorn NE 68022, United States DESCRIPTION: Refer physicians to real estate agents.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-04-19
S66 Uniform Combined State Law Examination 2006-12-08
  • S63 Uniform Securities Agent State Law Examination
    2025-04-19
  • S66 Uniform Combined State Law Examination
    2006-12-08
Other Names
  • Dave Swan
  • David Swan
  • David Charles Swan

View on SEC IAPD

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