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Alexander J Strauss

Rdm Capital Associates Inc

Red Bank, NJ

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Current Employers
Rdm Capital Associates Inc

263 Broad St, Red Bank, NJ 07701 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-07-26
FL RA APPROVED 2022-05-25
NY RA APPROVED 2022-05-03
  • NJ RA
    APPROVED
    Since 2022-07-26
  • FL RA
    APPROVED
    Since 2022-05-25
  • NY RA
    APPROVED
    Since 2022-05-03

Branch Locations

263 Broad St, Red Bank, NJ 07701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. New York NY 06/2016 04/2022
Rdm Capital Associates Red Bank NJ 05/2022 Present
Rdm Capital Associates Red Bank NJ 05/2022 Present
  • 06/2016 → 04/2022
    Ubs Financial Services Inc.
    New York, NY
  • 05/2022 → Present
    Rdm Capital Associates
    Red Bank, NJ
  • 05/2022 → Present
    Rdm Capital Associates
    Red Bank, NJ
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-05-24
S63 Uniform Securities Agent State Law Examination 2014-09-22
  • S65 Uniform Investment Adviser Law Examination
    2022-05-24
  • S63 Uniform Securities Agent State Law Examination
    2014-09-22
Other Names
  • Alexander J Strauss
  • Alexander J Srauss

View on SEC IAPD

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CLEAR WAVE WEALTH MANAGEMENT, LLC · RED BANK, NJ
MILLINGTON SECURITIES, LLC · RED BANK, NJ
HARTSHORNE GROUP, LLC · RED BANK, NJ
WBI INVESTMENTS, LLC · RED BANK, NJ
PRINCETON CAPITAL MANAGEMENT LLC · RED BANK, NJ
ATLAS PRIVATE WEALTH ADVISORS · RED BANK, NJ
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