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Alexander J Strauss

Rdm Capital Associates Inc

Red Bank, NJ

CRD 6346353

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Employer firm

Rdm Capital Associates Inc CRD 106941

$164M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Rdm Capital Associates Inc

263 Broad St, Red Bank, NJ 07701 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-07-26
FL RA APPROVED 2022-05-25
NY RA APPROVED 2022-05-03
  • NJ RA
    APPROVED
    Since 2022-07-26
  • FL RA
    APPROVED
    Since 2022-05-25
  • NY RA
    APPROVED
    Since 2022-05-03

Branch Locations

263 Broad St, Red Bank, NJ 07701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. New York NY 06/2016 04/2022
Rdm Capital Associates Red Bank NJ 05/2022 Present
Rdm Capital Associates Red Bank NJ 05/2022 Present
  • 06/2016 → 04/2022
    Ubs Financial Services Inc.
    New York, NY
  • 05/2022 → Present
    Rdm Capital Associates
    Red Bank, NJ
  • 05/2022 → Present
    Rdm Capital Associates
    Red Bank, NJ
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-05-24
S63 Uniform Securities Agent State Law Examination 2014-09-22
  • S65 Uniform Investment Adviser Law Examination
    2022-05-24
  • S63 Uniform Securities Agent State Law Examination
    2014-09-22
Other Names
  • Alexander J Strauss
  • Alexander J Srauss

View on SEC IAPD

Nearby Firms

CLEAR WAVE WEALTH MANAGEMENT, LLC
MILLINGTON SECURITIES, LLC
HARTSHORNE GROUP, LLC

Nearby Investors

MATTHEW FRANK WILK
JOSEPH MICHAEL GALLO
Robert Daniel Morgan

Nearby Offices

CLEAR WAVE WEALTH MANAGEMENT, LLC · RED BANK, NJ
MILLINGTON SECURITIES, LLC · RED BANK, NJ
HARTSHORNE GROUP, LLC · RED BANK, NJ

More in Red Bank, NJ

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