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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-07-20
FL RA APPROVED 2016-02-17
  • TX RA
    APPROVED
    Since 2017-07-20
  • FL RA
    APPROVED
    Since 2016-02-17

Branch Locations

601 E Atlantic Ave, Delray Beach, FL 33483 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Florida Atlantic University Boca Raton FL 06/2012 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Delray Beach FL 06/2015 Present
Bank Of America, N.A. Delray Beach FL 12/2015 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-01-22
  • S66 Uniform Combined State Law Examination
    2016-01-22

View on SEC IAPD

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