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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-01-11 |
| WA | RA | APPROVED | 2012-11-19 |
Branch Locations
925 4Th Avenue Floors 20 Thru 22, Seattle, WA 98104 • United States
Sammamish, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Seattle | WA | 06/2012 | Present |
1) Name of business: Seattle Children's./ 4800 Sand Point Way NE Seattle Washington United States 98105./ Nature: They provide hope, care and cures to help every child live the healthiest and most fulfilling life possible./ Role: Act as a resource for the Foundation Staff./ Start Date: 9/25/2023
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-11-15 |
| S63 | Uniform Securities Agent State Law Examination | 2006-08-25 |
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