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Ravin Urmish Patel

Charles Schwab & Co., Inc.

Asheville, NC

Greenville, SC

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2021-07-23
  • NC RA
    APPROVED
    Since 2021-07-23

Branch Locations

1655 Hendersonville Rd., Asheville, NC 28803 • United States

12 East Washington St, Greenville, SC 29601-2731 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jackson National Life Distributors Denver CO 02/2016 06/2018
Wells Fargo Bank, Na Asheville NC 01/2019 07/2021
Wells Fargo Clearing Services, Llc Asheville NC 01/2019 07/2021
Wealth Vest Denver CO 06/2018 11/2018
Extended Travel Denver CO 11/2018 01/2019
Charles Schwab & Co., Inc Asheville NC 07/2021 Present
Charles Schwab Bank, Ssb Asheville NC 07/2021 Present
  • 02/2016 → 06/2018
    Jackson National Life Distributors
    Denver, CO
  • 01/2019 → 07/2021
    Wells Fargo Bank, Na
    Asheville, NC
  • 01/2019 → 07/2021
    Wells Fargo Clearing Services, Llc
    Asheville, NC
  • 06/2018 → 11/2018
    Wealth Vest
    Denver, CO
  • 11/2018 → 01/2019
    Extended Travel
    Denver, CO
  • 07/2021 → Present
    Charles Schwab & Co., Inc
    Asheville, NC
  • 07/2021 → Present
    Charles Schwab Bank, Ssb
    Asheville, NC
Previous Registrations
Other Businesses

1) Comfort Inn Asheville Airport | Investment Related:No|15 Rockwood Road|Fletcher|NC|28732|USA|Hotels/Lodging|Non Operational Partner|5/1/2019|Less than 20|0|Family owned hotel. Strictly a non-operational partner. No duties or responsibilities to the business , 2) Thakorjee LLC | Investment Related:No|15 Rockwood Road|Fletcher|NC|28732|USA|Other|General Partner|3/7/2022|Less than 20|0|No responsibilities, 3) Jalaram Traders LLC | Investment Related:No|102 Mitchell Drive|Hendersonville|NC|28792|USA|Hotels/Lodging|Non-operating partner|1/1/2024|Less than 20|0|N/A. Silent partnership. 4) AvlPrints|Investment Related:No|Automotive/Parts Manufacturing|President|2026-02-17|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|Sole employee- Holding company for digital design residuals

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-02-01
S63 Uniform Securities Agent State Law Examination 2014-07-31
  • S66 Uniform Combined State Law Examination
    2019-02-01
  • S63 Uniform Securities Agent State Law Examination
    2014-07-31
Other Names
  • Ravin Urmish Patel
  • Ravin Patel

View on SEC IAPD

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Other Offices

OPPENHEIMER & CO. INC. · ASHEVILLE, NC
CETERA INVESTMENT ADVISERS LLC · ASHEVILLE, NC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ASHEVILLE, NC
BEACON POINTE ADVISORS, LLC · Asheville, NC
BEACON POINTE ADVISORS, LLC · Asheville, NC
EDWARD JONES · ASHEVILLE, NC
LPL FINANCIAL LLC · ASHEVILLE, NC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Asheville, NC

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