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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-08-22
  • IL RA
    APPROVED
    Since 2024-08-22

Branch Locations

333 S. Ardmore Avenue, Villa Park, IL 60181 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Invesco Distributors, Inc. Downers Grove IL 12/2016 01/2018
First Trust Portfolios L.P. Wheaton IL 01/2018 08/2024
First Trust Advisors L.P. Wheaton IL 01/2018 08/2024
Raymond James Financial Services Inc. Villa Park IL 08/2024 Present
Raymond James Financial Services Advisors Inc. Villa Park IL 08/2024 Present
Silver Star Protection Group Chicago IL 09/2015 11/2016
  • 12/2016 → 01/2018
    Invesco Distributors, Inc.
    Downers Grove, IL
  • 01/2018 → 08/2024
    First Trust Portfolios L.P.
    Wheaton, IL
  • 01/2018 → 08/2024
    Wheaton, IL
  • 08/2024 → Present
    Raymond James Financial Services Inc.
    Villa Park, IL
  • 08/2024 → Present
    Villa Park, IL
  • 09/2015 → 11/2016
    Silver Star Protection Group
    Chicago, IL
Previous Registrations
Other Businesses

(1) Name of Business: AMP Holdings LLC Address: 1044 W Van Buren St. Unit 605, Chicago, IL, 60607, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 01/01/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner of Real Estate Holding company (2) Name of Business: Favia Group 2.0 Inc. Address: 333 S Ardmore Ave, Villa Park, IL, 60181-2943, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/01/2025 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Partner, Financial Advisor

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-01-17
  • S66 Uniform Combined State Law Examination
    2017-01-17
Designations
Other Names
  • Mike Pizzello

View on SEC IAPD

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