Matthew James Schmit

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2013 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 03/2020 → Present
  Msjsbs, Llc
  Villa Park, IL
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2009-09-18 → 2013-09-03
  Walnut Street Securities, Inc.
  Villa Park, IL
• 2008-01-01 → 2009-09-21
  Wells Fargo Clearing Services, Llc
  Naperville, IL
• 2004-09-20 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Naperville, IL
  St. Louis, MO
  Naperville, IL

Other Businesses

1.NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 4/2018 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 POSITION/TITLE/RELATIONSHIP: AGENT BRIEF DESCRIPTION OF DUTIES: SELLING LIFE & HEALTH 2. NAME OF OTHER BUSINESS: DBA SCHMIT EMPLOYEE BENEFITS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 09/2009 APX NUMBER OF HOURS PER WEEK: LESS THAN 1, NONE DURING TRADING HOURS BRIEF DESCRIPTION OF DUTIES: ADMINISTRATIVE 3.NAME OF OTHER BUSINESS: CHICAGO WEALTH MANAGEMENT GROUP LLC, CWMG & CHICAGOWMG INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: DBA FOR ADVISORY, BROKERAGE, & INSURANCE START DATE: 4/2018 APX NUMBER OF HOURS PER WEEK: 36 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR BRIEF DESCRIPTION OF DUTIES: MARKETING PARTNER, INVESTMENT AND INSURANCE SERVICES 4. NAME OF OTHER BUSINESS: VILLA PARK KNIGHTS OF COLUMBUS INVESTMENT RELATED: NO, ADDRESS: 300 S CORNELL, VILLA PARK, IL, 60181, NATURE OF BUSINESS: NON-PROFIT, START DATE: 12/2020, POSITION/TITLE/RELATIONSHIP: ACTING EXECUTIVE OFFICER, APX NUMBER OF HOURS PER WEEK: 2, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: ACTING OFFICER; CHECK WRITING; 5. NAME OF OTHER BUSINESS: VILLA PARK CHAMBER OF COMMERCE INVESTMENT RELATED: NO, ADDRESS: 10 W PARK BLVD, VILLA PARK, IL, 60181, NATURE OF BUSINESS: NON-PROFIT, START DATE: 12/2020 POSITION/TITLE/RELATIONSHIP: BOARD MEMBER, APX NUMBER OF HOURS PER WEEK: 2, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: COMMUNITY BUSINESS SUPPORT; 6. NAME OF OTHER BUSINESS: MSJSBS, LLC INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: RANCH, START DATE: 03/2020, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, BRIEF DESCRIPTION OF DUTIES: OWNER AND OPERATOR

Exams

• S66 Uniform Combined State Law Examination
  2004-09-17

Other Names

• Matthew James Schmitt