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100 S. Ashley Drive Suite 830, Tampa, FL 33602 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2024-05-13 |
Branch Locations
100 S. Ashley Drive Suite 830, Tampa, FL 33602 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Financial Specialists | Schaumburg | IL | 04/2016 | 09/2017 |
| Cetera Investment Advisers | St. Cloud | MN | 04/2016 | 09/2017 |
| Artisan Square Financial Group | Loveland | OH | 08/2016 | 09/2017 |
| Ifs Financial Services | Cincinnati | OH | 09/2017 | 01/2018 |
| Touchstone Securities | Cincinnati | OH | 10/2017 | 01/2018 |
| The O.N. Equity Sales Co. | Cincinnati | OH | 01/2018 | 06/2019 |
| The O.N. Equity Sales Company | Cincinnati | OH | 01/2018 | 06/2019 |
| Raymond James & Associates, Inc. | Blue Ash | OH | 06/2019 | 10/2021 |
| Raymond James & Associates, Inc. | Cincinnati | OH | 10/2021 | 05/2024 |
| Western & Southern | Cincinnati | OH | 10/2017 | 01/2018 |
| Concurrent Investment Advisors, Llc | Tampa | FL | 05/2024 | Present |
(1) Name of Business: New Community Church Address: 990 Old Springfield Pike, Xenia, OH, 45385 Activity Type: Religious Position/Title: Finance/Investment Committee Member Investment Related: Yes Start Date: 10/25/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Budget review and approval, personnel consulting, operations consulting (2) Name of Business: New Community Church Address: 990 Old Springfield Pike Xenia Ohio 45385 Activity Type: Religious Position/Title: Finance & amp; Operations Board Leader Investment Related: No Start Date: 2022-01-15 Description: Advise on financial and operational decisions without direct financial control. Responsibilities: Encompass budget oversight, staffing recommendations, coordinating tax reviews, and advising on operational matters such as employee compensation, property management, and maintenance strategies. Hours per month during trading hours: 1 Hours per month outside trading hours: 2 Contact person at the organization: Jay Jackson Website: https://newcommunity.family/.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-05-13 |
| S63 | Uniform Securities Agent State Law Examination | 2006-06-23 |
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