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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-01-10 |
| VI | RA | APPROVED | 2024-01-10 |
| OH | RA | APPROVED | 2016-09-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 07/2016 | Present |
| Hfs Wealth Advisors | Richfield | OH | 05/2014 | Present |
1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 40/WK - 8/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 2) LINCOLN, FORT WAYNE IN, 1/2017 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 10/WK 10/TRADING 3) RONALD MCDONALD HOUSE OF CLEVELAND, 10415 EUCLID AVE CLEVELAND OH 44106, 10/2017, AMBASSADOR COUNCIL COMMITTEE CO-CHAIR, NIR, 10/monthly, 0/trading 4) RICHFIELD CHAMBER OF COMMERCE, 4300 WEST STREETSBORO RD RICHFIELD OH, 12/2019, TREASURER, OVERSEE ACCOUNTING/BILLS, NIR, 4/WK 0/TRADING 5) JUNIOR ACHIEVEMENT, 7285 OLD OAK BLVD MIDDLEBURGH HEIGHTS OH 44130, 10/2021, VOLUNTEER TEACHER, FINANCIAL WELLNESS EDUCATION, NIR, 2 HR/MO 0 HR/MO TRADING 6) NOTARY PUBLIC, 3866 BRECKSVILLE ROAD RICHFIELD OH 44286, 02/2022, NOTARY, NIR, 1 HR/MO 0 HR/MO TRADING 7) ROCKY RIVER CHAMBER OF COMMERCE, 1236 SMITH COURT ROCKY RIVER OH 44116, 01/2024, BOARD MEMBER, NETWORKING, NIR, 5 HR/MO 0 HR/MO TRADING 8) NATIONAL ASSOCIATION OF ESTATE PLANNERS AND COUNCILS, 2001 crocker rd #510, westlake OH 44145, United States, 07/12/2023, Committee Member, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 3 HR/MO - 0 HR/MO TRADING 9) CLEVELAND RONALD MCDONALD HOUSE, 10415 Euclid Ave, Cleveland OH 44106, 01/17/2024, Vice President, Volunteer, NIR, 8 HR/MO, 0 HR/MO TRADING. 10) HFS WEALTH ADVISORS, 3866 Brecksville rd, richfield OH 44286, United States, 06/01/2016, IAR, DBA Name, INV REL, 140 HR/MO, 130 HR/MO TRADING 11) 8205 WALES AVE NW, 8205 WALES AVE NW, NORTH CANTON OH 44720, 05/30/2026, BOARD MEMBER, REAL ESTATE, NIR, 1 HR/MO - 0 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-09-22 |
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