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Alexander Chan

Avantax Planning Partners, Inc.

Saint Paul, MN

Cetera Investment Advisers LLC

Saint Paul, MN

Dellwood, MN

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Current Employers
Avantax Planning Partners, Inc.

210 Jones St Ste. 104, Dubuque, IA 52001 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2024-05-08
  • MN RA
    APPROVED
    Since 2024-05-08

Branch Locations

400 Robert Street North Suite 800, Saint Paul, MN 55101 • United States

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-08-10
  • MN RA
    APPROVED
    Since 2023-08-10

Branch Locations

400 Robert Street North Suite 800, Saint Paul, MN 55101 • United States

Dellwood, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services, Inc. St. Paul MN 04/2006 08/2023
Minnesota Life Insurance Company St. Paul MN 04/2006 08/2023
Cri Securities, Llc St. Paul MN 06/2007 10/2021
H-Beck St Paul MN 08/2012 12/2018
Cetera Wealth Services, Llc El Segundo CA 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
Avantax Investment Services Dallas TX 04/2024 09/2025
Avantax Advisory Services Dallas TX 04/2024 09/2025
Avantax Planning Partners Dallas TX 04/2024 Present
Cetera Wealth Services, Llc Saint Paul MN 09/2025 Present
Cetera Advisors Llc St. Cloud MN 08/2023 Present
  • 04/2006 → 08/2023
    Securian Financial Services, Inc.
    St. Paul, MN
  • 04/2006 → 08/2023
    Minnesota Life Insurance Company
    St. Paul, MN
  • 06/2007 → 10/2021
    Cri Securities, Llc
    St. Paul, MN
  • 08/2012 → 12/2018
    H-Beck
    St Paul, MN
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 08/2023 → Present
    Cetera Investment Advisers Llc
    Schaumburg, IL
  • 04/2024 → 09/2025
    Avantax Investment Services
    Dallas, TX
  • 04/2024 → 09/2025
    Avantax Advisory Services
    Dallas, TX
  • 04/2024 → Present
    Avantax Planning Partners
    Dallas, TX
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Saint Paul, MN
  • 08/2023 → Present
    Cetera Advisors Llc
    St. Cloud, MN
Previous Registrations
  • 2024-05-08 → 2025-09-05
    Avantax Advisory Services
    Saint Paul, MN
  • 2014-01-15 → 2023-08-10
    Securian Financial Services, Inc.
    St Paul, MN
  • 2014-01-15 → 2021-11-08
    Cri Securities, Llc
    St Paul, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-08-11
  • S66 Uniform Combined State Law Examination
    2006-08-11
Other Names
  • Alexander Ka Ho Chan

View on SEC IAPD

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Other Offices

CLEARWATER MANAGEMENT CO., INC. · ST PAUL, MN
FIDUCIARY COUNSELLING INC · ST PAUL, MN
MAIRS & POWER · ST. PAUL, MN
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAINT PAUL, MN
HILLTOP SECURITIES INC. · St. Paul, MN
WELLS FARGO CLEARING SERVICES, LLC · SAINT PAUL, MN
CAPTRUST · ST. PAUL, MN
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SAINT PAUL, MN

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