Alexander Chan

Employer firm

Avantax Planning Partners, Inc. CRD 106237

$7.57B regulatory AUM 2 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2006 → 08/2023
  Securian Financial Services, Inc.
  St. Paul, MN
• 04/2006 → 08/2023
  Minnesota Life Insurance Company
  St. Paul, MN
• 06/2007 → 10/2021
  Cri Securities, Llc
  St. Paul, MN
• 08/2012 → 12/2018
  H-Beck
  St Paul, MN
• 08/2023 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 08/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 04/2024 → 09/2025
  Avantax Investment Services
  Dallas, TX
• 04/2024 → 09/2025
  Avantax Advisory Services
  Dallas, TX
• 04/2024 → Present
  Avantax Planning Partners
  Dallas, TX
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Saint Paul, MN
• 08/2023 → Present
  Cetera Advisors Llc
  St. Cloud, MN

Previous Registrations

• 2024-05-08 → 2025-09-05
  Avantax Advisory Services
  Saint Paul, MN
• 2014-01-15 → 2023-08-10
  Securian Financial Services, Inc.
  St Paul, MN
• 2014-01-15 → 2021-11-08
  Cri Securities, Llc
  St Paul, MN

Exams

• S66 Uniform Combined State Law Examination
  2006-08-11

Other Names

• Alexander Ka Ho Chan