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111 West Houston Street 10Th Floor, San Antonio, TX 78205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-08-14 |
Branch Locations
111 West Houston Street 10Th Floor, San Antonio, TX 78205 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Chase Bank Na | New York | NY | 07/2016 | 04/2017 |
| J.P. Morgan Securities Llc | New York | NY | 07/2016 | 04/2017 |
| J.P. Morgan Chase Bank, Na | New York | NY | 01/2017 | 04/2017 |
| Frost Investment Advisors, Llc | San Antonio | TX | 05/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-08-14 |
| S63 | Uniform Securities Agent State Law Examination | 2015-02-11 |
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