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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-11-18 |
Branch Locations
128 Orange Avenue Suite 211, Daytona Beach, FL 32114 • United States
3840 Belfort Road Suite 101, Jacksonville, FL 32216 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Jacksonville | FL | 06/2015 | 11/2024 |
| Publix Supermarkets | Jacksonville | FL | 06/2010 | 02/2017 |
| Lpl Enterprise, Llc | Jacksonville | FL | 11/2024 | Present |
1) 11/04/2024 - Notary Public of Florida - Notary public to assist FP clients with any notary needs to process forms - No other notary activity outside the office - Inv related - Jacksonville, FL - Start Date 03/13/2018 - 1hr/mth - 1hr/mth During Trading 2) 11/07/2025-Mantay & Company Insurance and Financial Services-Office Manager-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date-06/08/2016-160hrs/mth-140hrs/mth during trading 3) 06/25/2026 - Mantay & Company Insurance and Financial Services - Property and Casualty - Investment Related - At Reported Business Location(s) - Start Date 06/01/2018 - 10 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-08-13 |
| S63 | Uniform Securities Agent State Law Examination | 2017-04-24 |
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