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Current Employers
Centaurus Financial, Inc.

2300 East Katella Ave Suite 200, Anaheim, CA 92806 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-07-29
CA RA APPROVED 2026-06-09
AR RA APPROVED 2026-03-23
ID RA APPROVED 2025-07-09
KY RA APPROVED 2025-06-24
OR RA APPROVED 2025-01-29
PA RA APPROVED 2024-01-03
WA RA APPROVED 2023-08-22
NH RA APPROVED 2023-07-05
CO RA APPROVED 2023-01-18
MN RA APPROVED 2022-01-21
AK RA APPROVED 2021-08-10
NY RA APPROVED 2021-07-22
AZ RA APPROVED 2021-01-27
IA RA APPROVED 2020-04-30
GA RA APPROVED 2020-02-06
NM RA APPROVED 2020-01-06
NC RA APPROVED 2017-10-30
FL RA APPROVED 2017-01-10
VA RA APPROVED 2016-08-09
OH RA APPROVED 2016-01-28
SC RA APPROVED 2016-01-28
  • IL RA
    APPROVED
    Since 2026-07-29
  • CA RA
    APPROVED
    Since 2026-06-09
  • AR RA
    APPROVED
    Since 2026-03-23
  • ID RA
    APPROVED
    Since 2025-07-09
  • KY RA
    APPROVED
    Since 2025-06-24
  • OR RA
    APPROVED
    Since 2025-01-29
  • PA RA
    APPROVED
    Since 2024-01-03
  • WA RA
    APPROVED
    Since 2023-08-22
  • NH RA
    APPROVED
    Since 2023-07-05
  • CO RA
    APPROVED
    Since 2023-01-18
  • MN RA
    APPROVED
    Since 2022-01-21
  • AK RA
    APPROVED
    Since 2021-08-10
  • NY RA
    APPROVED
    Since 2021-07-22
  • AZ RA
    APPROVED
    Since 2021-01-27
  • IA RA
    APPROVED
    Since 2020-04-30
  • GA RA
    APPROVED
    Since 2020-02-06
  • NM RA
    APPROVED
    Since 2020-01-06
  • NC RA
    APPROVED
    Since 2017-10-30
  • FL RA
    APPROVED
    Since 2017-01-10
  • VA RA
    APPROVED
    Since 2016-08-09
  • OH RA
    APPROVED
    Since 2016-01-28
  • SC RA
    APPROVED
    Since 2016-01-28

Branch Locations

4580 Sunset Blvd., Lexington, SC 29072 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Centaurus Financial Lexington SC 05/2014 Present
  • 05/2014 → Present
    Centaurus Financial
    Lexington, SC
Other Businesses

1. COLA WEALTH ADVISORS, NON-INVESTMENT RELATED, 4580 SUNSET BLVD., LEXINGTON, SC 29072, DBA FOR MARKETING AND BRANDING PURPOSES ONLY, REGISTERED REPRESENTATIVE, SINCE 7/15/2019. 2. MANTEI & ASSOCIATES, NON-INVESTMENT RELATED, 4580 SUNSET BLVD., LEXINGTON, SC 29072, FOR BRANDING AND ADMINISTRATIVE PURPOSES INCLUDING, BUT NOT LIMITED TO THE PROCESSING OF BUSINESS EXPENSES, PAYROLL AND BENEFITS, EMPLOYEE, SINCE 8/3/2015, DEVOTED TIME IS 270 HOURS A MONTH. 2. DANNY KLEMM POSITION: Owner NATURE: Renting my house out for a couple of months. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2025 ADDRESS: 1624 Catawaba Street, Columbia SC 29205, United States DESCRIPTION: Landlord. Property Management.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-01-14
S63 Uniform Securities Agent State Law Examination 2015-10-23
  • S65 Uniform Investment Adviser Law Examination
    2016-01-14
  • S63 Uniform Securities Agent State Law Examination
    2015-10-23
Other Names
  • Daniel Klemm

View on SEC IAPD

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