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Natalie J James

Orion Portfolio Solutions, LLC

Omaha, NE

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Current Employers
Orion Portfolio Solutions, Llc

17605 Wright St, Omaha, NE 68130 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2023-02-01
  • NE RA
    APPROVED
    Since 2023-02-01

Branch Locations

17605 Wright St, Omaha, NE 68130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tdameritrade Chicago IL 05/2014 11/2020
Orion Portfolio Solutions Omaha NE 11/2020 Present
Orion Advisor Technology Omaha NE 11/2020 Present
Brinker Capital Securities Berwyn PA 01/2023 Present
  • 05/2014 → 11/2020
    Tdameritrade
    Chicago, IL
  • 11/2020 → Present
    Orion Portfolio Solutions
    Omaha, NE
  • 11/2020 → Present
    Orion Advisor Technology
    Omaha, NE
  • 01/2023 → Present
    Brinker Capital Securities
    Berwyn, PA
Previous Registrations
  • 2021-01-25 → 2023-01-06
    Orion Portfolio Solutions, Llc
    Denver, CO
    Omaha, NE
  • 2014-11-18 → 2020-11-17
    Td Ameritrade, Inc.
    Chicago, IL
    Chicago, IL
    Denver, CO
    San Diego, CA
  • 2014-11-18 → 2018-06-29
    Td Ameritrade Investment Management, Llc
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-11-17
  • S66 Uniform Combined State Law Examination
    2014-11-17
Other Names
  • Natalie Joyce Herzog

View on SEC IAPD

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Other Offices

EQUITABLE ADVISORS, LLC · OMAHA, NE
EQUITABLE ADVISORS, LLC · OMAHA, NE
MML INVESTORS SERVICES, LLC · Omaha, NE
AMERIPRISE FINANCIAL SERVICES, LLC · OMAHA, NE
CETERA INVESTMENT ADVISERS LLC · OMAHA, NE
LPL ENTERPRISE, LLC · OMAHA, NE
PFS INVESTMENTS INC. · OMAHA, NE
PFS INVESTMENTS INC. · Omaha, NE

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