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10 Wilsey Square Suite 200, Ridgewood, NJ 07450 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-12-02 |
Branch Locations
10 Wilsey Square Suite 200, Ridgewood, NJ 07450 • United States
Frisco, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jackson National Life Distributors Llc | Denver | CO | 05/2014 | 07/2018 |
| Fidelity Brokerage Services Llc | Seal Beach | CA | 08/2018 | 03/2019 |
| Charles Schwab & Co., Inc. | Winnetka | IL | 04/2019 | 12/2020 |
| Charles Schwab Bank Ssb | Winnetka | IL | 04/2019 | 12/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chicago | IL | 12/2020 | 03/2023 |
| Bank Of America, N.A. | Chicago | IL | 03/2021 | 03/2023 |
| Advisors Capital Management, Llc | Ridgewood | NJ | 12/2025 | Present |
| Strada Global | Denver | CO | 08/2024 | 11/2025 |
| Vinny's Euro American Bistro | Frisco | CO | 07/2024 | 08/2025 |
| 505 West Main Llc | Breckenridge | CO | 04/2024 | 12/2024 |
| Colorado Mountain College | Breckenridge | CO | 01/2024 | 07/2024 |
| Self Employed | Breckenridge | CO | 04/2023 | 12/2023 |
(1) Real Estate/Property Management | not investment related | Englewood, Colorado | start date 08/01/2018 | rental property owner | less than 20 hours per month | none during securities trading hours. I*135300 For profit or not for profit: For-Profit Organization Name of outside business organization: Good Properties Investment related: N Address of business: Chicago, Indiana 60654 Nature of business: LLC, Position, title, association: Officer, Start date of relationship: 7/7/2020 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: I run my LLC which invests in real estate properties for the primary purpose of rental cash flow amongst related real estate activities.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-12-09 |
| S63 | Uniform Securities Agent State Law Examination | 2014-09-26 |
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