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Joseph Robert Schultz

Empower Advisory Group, LLC

Greenwood Village, CO

Madison, WI

CRD 6343762

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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2025-01-02
  • WI RA
    APPROVED
    Since 2025-01-02

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Madison, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gwfs Equities, Inc. Milwaukee WI 05/2014 03/2017
Ubs Financials Services, Inc. Chicago IL 03/2017 05/2023
Empower Financial Services, Inc Greenwood Village CO 07/2023 Present
Empower Advisory Group, Llc Greenwood Village CO 01/2024 Present
  • 05/2014 → 03/2017
    Gwfs Equities, Inc.
    Milwaukee, WI
  • 03/2017 → 05/2023
    Ubs Financials Services, Inc.
    Chicago, IL
  • 07/2023 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
  • 01/2024 → Present
    Empower Advisory Group, Llc
    Greenwood Village, CO
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-07-24
  • S66 Uniform Combined State Law Examination
    2017-07-24

View on SEC IAPD

Nearby Firms

DODDS WEALTH, LLC
MARSHALL INVESTMENT MANAGEMENT, LLC
AXS CAPITAL, LLC

Nearby Investors

BRENNAN PAUL PATE
JOHN MICHAEL DODDS
Natalie Ford

Nearby Offices

DODDS WEALTH, LLC · GREENWOOD VILLAGE, CO
MARSHALL INVESTMENT MANAGEMENT, LLC · GREENWOOD VILLAGE, CO
AXS CAPITAL, LLC · GREENWOOD VILLAGE, CO

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