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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-06-06 |
Branch Locations
700 Commerce Dr Ste 201, Oak Brook, IL 60523 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services Llc | Denver | CO | 08/2017 | 12/2019 |
| Chase Chaldekas | Lakewood | CO | 11/2018 | 12/2019 |
| Corey Mcquade | Chicago | IL | 03/2021 | 06/2021 |
| Operation Hope | Atlanta | GA | 11/2020 | 03/2021 |
| Empower Retirement | Greenwood Village | CO | 02/2020 | 11/2020 |
| Sprouts | Denver | CO | 01/2020 | 02/2020 |
| Scott Theodore | Denver | CO | 07/2017 | 10/2018 |
| Bank Of The West | Lakewood | CO | 07/2016 | 06/2017 |
| Craig Kennedy | Denver | CO | 01/2019 | 11/2019 |
| Douglas Hepola | Denver | CO | 09/2019 | 11/2019 |
| Northwestern Mutual Investment Services Llc | Denver | CO | 08/2017 | 11/2019 |
| Gwfs Equities Inc | Greenwood Village | CO | 02/2020 | 11/2020 |
| Corey Mcquade | Chicago | IL | 06/2021 | Present |
| Thomas Canale | Rosemont | IL | 06/2021 | Present |
| Northwestern Mutual Investment Services Llc | Chicago | IL | 06/2021 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 08/2022 | Present |
| Hanna Grichanik | Rosemont | IL | 01/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-09-13 |
| S63 | Uniform Securities Agent State Law Examination | 2017-09-01 |
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