Joshua Patrick Puccini

Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

• INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2017 → 12/2019
  Northwestern Mutual Investment Services Llc
  Denver, CO
• 11/2018 → 12/2019
  Chase Chaldekas
  Lakewood, CO
• 03/2021 → 06/2021
  Corey Mcquade
  Chicago, IL
• 11/2020 → 03/2021
  Operation Hope
  Atlanta, GA
• 02/2020 → 11/2020
  Empower Retirement
  Greenwood Village, CO
• 01/2020 → 02/2020
  Sprouts
  Denver, CO
• 07/2017 → 10/2018
  Scott Theodore
  Denver, CO
• 07/2016 → 06/2017
  Bank Of The West
  Lakewood, CO
• 01/2019 → 11/2019
  Craig Kennedy
  Denver, CO
• 09/2019 → 11/2019
  Douglas Hepola
  Denver, CO
• 08/2017 → 11/2019
  Northwestern Mutual Investment Services Llc
  Denver, CO
• 02/2020 → 11/2020
  Gwfs Equities Inc
  Greenwood Village, CO
• 06/2021 → Present
  Corey Mcquade
  Chicago, IL
• 06/2021 → Present
  Thomas Canale
  Rosemont, IL
• 06/2021 → Present
  Northwestern Mutual Investment Services Llc
  Chicago, IL
• 08/2022 → Present
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 01/2025 → Present
  Hanna Grichanik
  Rosemont, IL

Previous Registrations

• 2020-02-21 → 2020-11-19
  Empower Advisory Group, Llc
  Greenwood Village, CO
• 2019-09-18 → 2019-12-13
  Northwestern Mutual Investment Services, Llc
  Denver, CO
  Lakewood, CO

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-09-13
• S63 Uniform Securities Agent State Law Examination
  2017-09-01

Other Names

• Josh Puccini
• Joshua Patrick Puccini
• Josh P Puccini
• Joshua P Puccini
• Joshua Patrick Puccini