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15350 Sw Sequoia Pkwy Suite 150, Portland, OR 97224 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2024-07-10 |
Branch Locations
15350 Sw Sequoia Pkwy Suite 150, Portland, OR 97224 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Portland | OR | 08/2015 | 08/2019 |
| Ameriprise Financial Services, Inc. | Lake Oswego | OR | 09/2019 | 03/2020 |
| Ameriprise Financial Services, Llc | Lake Oswego | OR | 03/2020 | 06/2024 |
| Peak Brokerage Services, Llc | Jupiter | FL | 06/2024 | Present |
| Financial Investment Team | Portland | OR | 06/2024 | Present |
Business Entity: Financial Investment Team; Business Activity: RIA; Address: Portland, OR; Duties of Position: Financial Planning; Title: Investment Advisor; Start Date: 7/24; Approx. # of hours per month spent on activity: 160; Approx. # of hours spent during trading hours: 0
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2016-09-19 |
| S65 | Uniform Investment Adviser Law Examination | 2014-07-29 |
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