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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2023-01-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Insurance Company Of America | Swansea | IL | 05/2014 | 01/2023 |
| Pruco Securities, Llc. | Swansea | IL | 05/2014 | 01/2023 |
| Stifel, Nicolaus & Company, Incorporated | St. Louis | MO | 01/2023 | Present |
1. Schuette Investments LLC; 2621 Chelsey Dr, Troy, IL 62294; Real estate investments; Member/Manager; 01/01/2018; 1 Hour per day; Not during securities trading hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-02-06 |
| S63 | Uniform Securities Agent State Law Examination | 2014-07-02 |
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