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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-02-16
TX RA APPROVED 2016-11-15
NJ RA APPROVED 2015-02-13
  • PA RA
    APPROVED
    Since 2023-02-16
  • TX RA
    APPROVED
    Since 2016-11-15
  • NJ RA
    APPROVED
    Since 2015-02-13

Branch Locations

7 Roszel Rd, Princeton, NJ 08540 • United States

600 Hamilton St, Allentown, PA 18101 • United States

Stewartsville, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Us Army Flemington NJ 01/2014 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bridgewater NJ 01/2015 Present
Bank Of America, N.A. Bridgewater NJ 05/2015 Present
Previous Registrations
Other Businesses

I*1141 For profit or not for profit: Governmental or Public Purpose Entity Name of outside business organization: US Army National Guard Investment related: N Address of business: Flemington, New Jersey 8822 Nature of business: Military Service, Position, title, association: Soldier, Start date of relationship: 6/9/2009 Number of hours devoted: 48 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Soldiering

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-12-10
  • S66 Uniform Combined State Law Examination
    2014-12-10
Other Names
  • Jonathan Cohen

View on SEC IAPD

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