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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2022-06-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services Llc | Center Valley | PA | 12/2016 | 08/2018 |
| Jason Espenshade | Center Valley | PA | 07/2016 | 02/2017 |
| Kevin Dwyer | Center Valley | PA | 01/2017 | 08/2018 |
| Ameriprise Financial Services, Inc. | Allentown | PA | 08/2018 | 06/2022 |
| Equitable Advisors Llc | New York | NY | 06/2022 | Present |
1)DBA Firstrust Financial Resources; 2) Power of Attorney and Executor of mother's estate in the event that she becomes incapacitated or passes away, power of attorney to affect trades, effective: 3/27/24.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-10-08 |
| S63 | Uniform Securities Agent State Law Examination | 2017-07-17 |
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