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Katherin Leigh Jones

D.A. Davidson & Co.

Omaha, NE

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Current Employers
D.A. Davidson & Co.

8 Third Street North, Great Falls, MT 59401 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2023-07-24
TX RA APPROVED 2023-07-24
  • NE RA
    APPROVED
    Since 2023-07-24
  • TX RA
    APPROVED
    Since 2023-07-24

Branch Locations

450 Regency Parkway Suite 400, Omaha, NE 68114 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
D.A. Davidson & Co. Omaha NE 07/2016 Present
Previous Registrations
  • 2016-07-29 → 2016-12-17
    D.A. Davidson & Co.
    Omaha, NE
  • 2014-05-12 → 2016-07-28
    Smith Hayes Advisers Inc
    Lincoln, NE
    Omaha, NE
  • 2010-02-12 → 2014-05-12
    Td Ameritrade, Inc.
    Omaha, NE
    Omaha, NE
    Omaha, NE
    Omaha, NE
    Omaha, NE
    Omaha, NE
  • 2010-02-12 → 2014-05-12
    Td Ameritrade Investment Management, Llc
    Omaha, NE
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-07-21
S63 Uniform Securities Agent State Law Examination 2008-04-07
  • S66 Uniform Combined State Law Examination
    2023-07-21
  • S63 Uniform Securities Agent State Law Examination
    2008-04-07
Other Names
  • Katherin Leigh Dinnel
  • Katherin Leigh Jones
  • Katherin Leigh Jones
  • Katherin Leigh Clerk

View on SEC IAPD

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Other Investors

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PAUL PATRICK KEATTS

Other Offices

EQUITABLE ADVISORS, LLC · OMAHA, NE
EQUITABLE ADVISORS, LLC · OMAHA, NE
MML INVESTORS SERVICES, LLC · Omaha, NE
AMERIPRISE FINANCIAL SERVICES, LLC · OMAHA, NE
CETERA INVESTMENT ADVISERS LLC · OMAHA, NE
LPL ENTERPRISE, LLC · OMAHA, NE
PFS INVESTMENTS INC. · OMAHA, NE
PFS INVESTMENTS INC. · Omaha, NE

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