Best Investors Account Sign in

Caleb Savea Dolifka

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Beverly Hills, CA

Los Angeles, CA

San Diego, CA

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-07-02
CA RA APPROVED 2018-04-03
  • TX RA
    APPROVED
    Since 2018-07-02
  • CA RA
    APPROVED
    Since 2018-04-03

Branch Locations

101 S Rodeo Dr, Beverly Hills, CA 90212 • United States

Los Angeles, CA • United States

11811 Bernardo Plaza Ct, San Diego, CA 92128 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Westlake Village CA 12/2014 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-04-02
  • S66 Uniform Combined State Law Examination
    2018-04-02

View on SEC IAPD

Other Firms

MORGAN STANLEY
EAGLE STRATEGIES LLC
RBC SECURITIES, INC
RBC ROCHDALE, LLC
LPL FINANCIAL LLC
U.S. BANCORP ADVISORS, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
WELLS FARGO CLEARING SERVICES, LLC

Other Investors

CECIL YAN SEE HO
JONATHAN Y MCLEAN
ERIN PATRICE BROOKS
Audrey Shih-Min Chang
JULIE FORMAN
KAMRAN W. HEDJASI
HRIPSIME SIMA KEOSHGERIAN
LILY CAI

Other Offices

MORGAN STANLEY · Pasadena, CA
EAGLE STRATEGIES LLC · Pasadena, CA
RBC SECURITIES, INC · Pasadena, CA
EAGLE STRATEGIES LLC · PASADENA, CA
RBC ROCHDALE, LLC · Pasadena, CA
EAGLE STRATEGIES LLC · PASADENA, CA
LPL FINANCIAL LLC · PASADENA, CA
LPL FINANCIAL LLC · PASADENA, CA

More in Beverly Hills, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor