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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2023-09-01 |
| TX | RA | APPROVED | 2023-09-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sii Investments, Inc. | Witchita | KS | 10/2014 | 11/2017 |
| Sagepoint Financial, Inc. | Wichita | KS | 12/2017 | 09/2023 |
| Osaic Wealth, Inc. | Wichita | KS | 09/2023 | Present |
1) JUSTIN BAXTER - BAXTER & ASSOCIATES POSITION: Representative NATURE: I sell insurance products such as Long Term Care insuance, Life insurance and Medicare Advantage products. I would estimate 90% of this business deals with Medicare Advantage products I sell in colaboration with Aetna/Coventry. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 05/01/2015 ADDRESS: 2103 N Collective Ln, Wichita KS 67206, United States DESCRIPTION: I educate people on the various types of insurance that may be suitable to them. 2) JUSTIN BAXTER - BAXTER & ASSOCIATES, INC. POSITION: Owner NATURE: I am a part owner of Baxter & Associates, Inc. I hold 15% ownership. INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 5 START DATE: 02/05/2017 ADDRESS: 2103 N Collective Ln, Wichita KS 67206, United States DESCRIPTION: I handle a lot of the marketing we do as a business. I help with website we manage, client events, staffing, etc. As an owner we wear a lot of hats, just try to help run the business. 3) BAXCAP LLC POSITION: Co-Owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2021 ADDRESS: 2103 N Collective Ln, Wichita KS 67206, United States DESCRIPTION: Collecting rent. 4) JUSTIN P BAXTER POSITION: Landlord NATURE: Rental property, wife and I are owners of the house 537 N Broadview. Used to be our primary residence, now it is a rental. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2019 ADDRESS: 537 N Broadview, Wichita KS 67208, United States DESCRIPTION: Collect rent. 5. JUSTIN P BAXTER POSITION: Property Owner NATURE: Sole proprietorship. Condo in Grand Lake, OK to be occasionally rented out on AirBnb. INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 09/30/2025 ADDRESS: 1421 North Sandpiper Street, Wichita KS 67230, United States DESCRIPTION: Manage Airbnb listing. Manage the property. Manage the cleaning of the property.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-03-12 |
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