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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-02-18
FL RA APPROVED 2014-10-14
  • TX RA
    APPROVED
    Since 2015-02-18
  • FL RA
    APPROVED
    Since 2014-10-14

Branch Locations

355 Alhambra Cir, Coral Gables, FL 33134 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Miami FL 05/2014 Present
Bank Of America N.A. Miami FL 11/2014 Present
Other Businesses

I*2061281, Entity Type Fiduciary, Name of OBA: A H Address: Miami, Florida, 33176 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 24-Oct-2024 No Hours: 1 yearly No Hours during trading: 1 yearly Duties: I*4962275, Entity Type: , Name of OBA: R E H Revocable Living Trust, Address: Miami, Florida, 33176, Investment Related: N, Position, Title, Association: Successor Trustee, Employee Start Date: 07/16/2026, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties: I*4962276, Entity Type: , Name of OBA: S H R Living Trust, Address: Miami, Florida, 33176, Investment Related: N, Position, Title, Association: Successor Trustee, Employee Start Date: 07/16/2026, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-10-10
  • S66 Uniform Combined State Law Examination
    2014-10-10
Other Names
  • Rolando Vicente Handal

View on SEC IAPD

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