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190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2018-12-14 |
Branch Locations
190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States
Folsom, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services Llc | Campbell | CA | 04/2015 | 04/2017 |
| Foreside Financial Services, Llc | San Jose | CA | 10/2018 | 09/2020 |
| Loring Ward Holdings, Inc | San Jose | CA | 06/2017 | 11/2018 |
| Loring Ward Financial Inc | San Jose | CA | 10/2018 | 11/2018 |
| Buckingham Strategic Partners | Clayton | MO | 12/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-05-22 |
| S63 | Uniform Securities Agent State Law Examination | 2006-07-14 |
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