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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2026-01-26 |
Branch Locations
5900 Rowland Rd, Minnetonka, MN 55344 • United States
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Adp | Bloomington | MN | 06/2012 | 01/2019 |
| Adp Broker-Dealer Inc. | Bloomington | MN | 02/2016 | 01/2019 |
| Michael Erpelding | Edina | MN | 01/2019 | 02/2019 |
| Michael Erpelding | Edina | MN | 02/2019 | 02/2024 |
| Northwestern Mutual Investment Services Llc | Edina | MN | 01/2019 | 02/2024 |
| Nepsis, Inc. | Minneapolis | MN | 03/2024 | 01/2026 |
| Kestra Investment Services Llc | Minnetonka | MN | 01/2026 | Present |
| Kestra Advisory Services Llc | Minnetonka | MN | 01/2026 | Present |
Name: NESBIT FINANCIAL CONSULTING POSITION: Retirement Plan Specialist NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 01/15/2026 ADDRESS: 5900 Rowland Road, Minnetonka MN 55343, United States DESCRIPTION: Retirement Plans, Qualified plans, Non-qual plans, 401(k)s, Simples, SEPs, SoloKs, All employer sponsored plans will be my main business. Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/15/2026 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name: TRINITY FINANCIAL POSITION: owner/sole member NATURE: Using this as a Tax pass through for my 1099 compensation from Kestra INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/28/2026 ADDRESS: 13000 Ardroe Ave, Rosemount MN 55068, United States DESCRIPTION: none; there will be NO marketing, or any use of this entity outside of just a tax pass through from my 1099 compensation that is paid to me from Kestra
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-04-15 |
| S63 | Uniform Securities Agent State Law Examination | 2016-01-25 |
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