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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2026-01-26
  • MN RA
    APPROVED
    Since 2026-01-26

Branch Locations

5900 Rowland Rd, Minnetonka, MN 55344 • United States

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Adp Bloomington MN 06/2012 01/2019
Adp Broker-Dealer Inc. Bloomington MN 02/2016 01/2019
Michael Erpelding Edina MN 01/2019 02/2019
Michael Erpelding Edina MN 02/2019 02/2024
Northwestern Mutual Investment Services Llc Edina MN 01/2019 02/2024
Nepsis, Inc. Minneapolis MN 03/2024 01/2026
Kestra Investment Services Llc Minnetonka MN 01/2026 Present
Kestra Advisory Services Llc Minnetonka MN 01/2026 Present
  • 06/2012 → 01/2019
    Adp
    Bloomington, MN
  • 02/2016 → 01/2019
    Adp Broker-Dealer Inc.
    Bloomington, MN
  • 01/2019 → 02/2019
    Michael Erpelding
    Edina, MN
  • 02/2019 → 02/2024
    Michael Erpelding
    Edina, MN
  • 01/2019 → 02/2024
    Northwestern Mutual Investment Services Llc
    Edina, MN
  • 03/2024 → 01/2026
    Minneapolis, MN
  • 01/2026 → Present
    Kestra Investment Services Llc
    Minnetonka, MN
  • 01/2026 → Present
    Minnetonka, MN
Previous Registrations
Other Businesses

Name: NESBIT FINANCIAL CONSULTING POSITION: Retirement Plan Specialist NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 01/15/2026 ADDRESS: 5900 Rowland Road, Minnetonka MN 55343, United States DESCRIPTION: Retirement Plans, Qualified plans, Non-qual plans, 401(k)s, Simples, SEPs, SoloKs, All employer sponsored plans will be my main business. Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/15/2026 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name: TRINITY FINANCIAL POSITION: owner/sole member NATURE: Using this as a Tax pass through for my 1099 compensation from Kestra INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/28/2026 ADDRESS: 13000 Ardroe Ave, Rosemount MN 55068, United States DESCRIPTION: none; there will be NO marketing, or any use of this entity outside of just a tax pass through from my 1099 compensation that is paid to me from Kestra

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-04-15
S63 Uniform Securities Agent State Law Examination 2016-01-25
  • S65 Uniform Investment Adviser Law Examination
    2024-04-15
  • S63 Uniform Securities Agent State Law Examination
    2016-01-25
Other Names
  • Trenton Thomas Hazen

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