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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-09-17 |
| TX | RA | APPROVED_RES | 2021-09-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Oakland | CA | 05/2014 | 09/2021 |
| Bank Of America, N.A. | Oakland | CA | 05/2014 | 09/2021 |
| J.P. Morgan Securities Llc | Pleasanton | CA | 09/2021 | Present |
| Jp Morgan Chase Bank, N.A. | Pleasanton | CA | 09/2021 | Present |
| Tiktok | Newark | CA | 08/2022 | 02/2024 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-08-15 |
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