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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-01-03 |
| NY | RA | APPROVED | 2021-12-23 |
Branch Locations
88 Froehlich Farm Blvd Suite 320, Woodbury, NY 11797 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Company | Melville | NY | 11/2015 | 04/2019 |
| Ny Life Securities Llc | Melville | NY | 11/2015 | 04/2019 |
| Axa Advisors, Llc | New York | NY | 06/2019 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 06/2019 | 11/2021 |
| Massmutual Life Insurance Co | Syosset | NY | 11/2021 | Present |
| Mml Investors Services, Llc | Woodbury | NY | 12/2021 | Present |
(1) Name: Kaz Financial Group Inv Rel: Y Add: 88 Froehlich Farm Blvd, Suite 320, Woodbury, NY, 11797 Nature: Outside Insurance Sales Position: Wealth Management Advisor Start Date: 04/05/2023 No Hrs/Mo: 2 No/Hrs Mo dur trading: 2 Describe Duties: Life(term/universal/whole), Disability, Long-term care and Fixed annuities. (2) Name: Contractors, Closers & Connections Inv Rel: N Add: 333 Warner Ave, Apt 106, Roslyn Heights, NY 11577 Nature: A Networking Group Position: Director Start Date: 10/01/2025 No Hrs/Mo: 4 No/Hrs Mo dur trading: 0 Describe Duties: Help throw events to bring real estate professionals together to network. (3) Name: Kaz Private Wealth Inc. Inv Rel: Y Add: 88 Froehlich Farm Blvd, Suite 320, Woodbury, NY 11797 Nature: Owner of Corporation used for Pass Through Compensation Position: Owner/President Start Date: 02/20/2026 No Hrs/Mo: 160 No/Hrs Mo dur trading: 120 Describe Duties: to facilitate investment advisory business payment of investment advisory commissions.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-01-31 |
| S63 | Uniform Securities Agent State Law Examination | 2016-09-19 |
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