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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-01-03
NY RA APPROVED 2021-12-23
  • TX RA
    APPROVED_RES
    Since 2022-01-03
  • NY RA
    APPROVED
    Since 2021-12-23

Branch Locations

88 Froehlich Farm Blvd Suite 320, Woodbury, NY 11797 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Company Melville NY 11/2015 04/2019
Ny Life Securities Llc Melville NY 11/2015 04/2019
Axa Advisors, Llc New York NY 06/2019 06/2020
Equitable Advisors, Llc New York NY 06/2019 11/2021
Massmutual Life Insurance Co Syosset NY 11/2021 Present
Mml Investors Services, Llc Woodbury NY 12/2021 Present
  • 11/2015 → 04/2019
    New York Life Insurance Company
    Melville, NY
  • 11/2015 → 04/2019
    Ny Life Securities Llc
    Melville, NY
  • 06/2019 → 06/2020
    Axa Advisors, Llc
    New York, NY
  • 06/2019 → 11/2021
    New York, NY
  • 11/2021 → Present
    Massmutual Life Insurance Co
    Syosset, NY
  • 12/2021 → Present
    Woodbury, NY
Previous Registrations
Other Businesses

(1) Name: Kaz Financial Group Inv Rel: Y Add: 88 Froehlich Farm Blvd, Suite 320, Woodbury, NY, 11797 Nature: Outside Insurance Sales Position: Wealth Management Advisor Start Date: 04/05/2023 No Hrs/Mo: 2 No/Hrs Mo dur trading: 2 Describe Duties: Life(term/universal/whole), Disability, Long-term care and Fixed annuities. (2) Name: Contractors, Closers & Connections Inv Rel: N Add: 333 Warner Ave, Apt 106, Roslyn Heights, NY 11577 Nature: A Networking Group Position: Director Start Date: 10/01/2025 No Hrs/Mo: 4 No/Hrs Mo dur trading: 0 Describe Duties: Help throw events to bring real estate professionals together to network. (3) Name: Kaz Private Wealth Inc. Inv Rel: Y Add: 88 Froehlich Farm Blvd, Suite 320, Woodbury, NY 11797 Nature: Owner of Corporation used for Pass Through Compensation Position: Owner/President Start Date: 02/20/2026 No Hrs/Mo: 160 No/Hrs Mo dur trading: 120 Describe Duties: to facilitate investment advisory business payment of investment advisory commissions.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-01-31
S63 Uniform Securities Agent State Law Examination 2016-09-19
  • S65 Uniform Investment Adviser Law Examination
    2020-01-31
  • S63 Uniform Securities Agent State Law Examination
    2016-09-19
Other Names
  • Jp Kazlau
  • Joseph Patrick Kazlau
  • Joseph Patrick Kazlau

View on SEC IAPD

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