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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2016-11-04 |
Branch Locations
740 Centre View Blvd Fl 5, Crestview Hills, KY 41017 • United States
Florence, KY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Crestview Hills | KY | 05/2015 | 03/2020 |
| Amazon | Hebron | KY | 08/2017 | 10/2017 |
| Ameriprise Financial Services, Llc | Crestview Hills | KY | 03/2020 | Present |
Outside Employment; Pathways Learning Academy; Opener for infant room at daycare.; Infant Teacher; 825 Heights Blvd, , Florence, KY, 41042; Not Investment-Related; 08/25/2025; 40 to 59 hours per month; 0 during trading hours / River Hills Consulting Services LLC; Paraplanner -; Manage advisory business; 740 Centre View Blvd, 5th Floor, Crestview Hills, KY, 41017; Investment-Related; 05/11/2015; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-09-19 |
| S63 | Uniform Securities Agent State Law Examination | 2015-01-09 |
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