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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-11-14 |
Branch Locations
1 Corporate Drive Suite 205, Shelton, CT 06484 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| World Financial Group | Alviso | CA | 09/2017 | 03/2018 |
| Final Final Sports Bar | San Francisco | CA | 10/2017 | 05/2018 |
| Overland Bar And Grill | Oakland | CA | 07/2016 | 10/2017 |
| Incline Investment Management | Incline Village | NV | 03/2016 | 01/2017 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 03/2018 | 01/2020 |
| Northwestern Mutual Investment Services Llc | San Francisco | CA | 04/2018 | 01/2020 |
| Pruco Securities, Llc. | Shelton | CT | 01/2021 | 11/2024 |
| Unemployed | Oakland | CA | 03/2020 | 01/2021 |
| Prudential Insurance Company Of America | Shelton | CT | 03/2021 | Present |
| Lpl Enterprise, Llc | Shelton | CT | 11/2024 | Present |
1) 12/03/2024- Bryan Duffy Benefits- Non-Variable Insurance- I help clients decide which Medicare Option B coverage to choose, as well as if they should add either Medicare Advantage or Medi-Gap- inv. related- at Trumbull, CT- start date 07/09/2022- 5hrs/mnth-5hrs during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-08-25 |
| S63 | Uniform Securities Agent State Law Examination | 2006-05-24 |
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