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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2022-05-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 04/2017 | 03/2019 |
| University Of Alabama | Tuscaloosa | AL | 08/2015 | 12/2016 |
| Unemployed | Foley | AL | 01/2017 | 03/2017 |
| Luken Investment Analytics, Llc | Franklin | TN | 05/2019 | 10/2020 |
| Cuna Mutual Group | Waverly | IA | 04/2021 | Present |
| Cuna Brokerage Services, Inc | Waverly | IA | 04/2021 | Present |
| Uber Eats | Nashville | TN | 10/2020 | Present |
| Lowe's | Hendersonville | TN | 11/2021 | Present |
| Lpl Financial Llc | Nashville | TN | 05/2022 | Present |
1)05/18/2022 - Old Hickory Investment Solutions - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2)05/18/2022 - I Uber Eats- Not Investment Related - Home Based - Outside/W-2 Employment - Contract driver - Start Date: 10/1/2020 - 40 Hours Per Month/ 0 Hours During Securities Trading - Time Spent 25%
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2021-04-29 |
| S66 | Uniform Combined State Law Examination | 2017-08-25 |
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