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120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2014-08-11 |
Branch Locations
120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States
Phoenix, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Trust Portfolios | Wheaton | IL | 05/2014 | Present |
OTHER BUSINESS NAME: BOYS & GIRLS CLUBS OF THE VALLEY INC. LOCATION: PHOENIX, AZ. NATURE OF BUSINESS: BOYS AND GIRLS CLUB. POSITION OR TITLE: DIRECTOR & BOARD LIASON. RESPONSIBILITITES: SERVE ON BOARD TO RAISE MONEY. START DATE: JAN 01, 2025. INVESTMENT-RELATED: NO. HOURS PER MONTH (TOTAL/ DURING MARKET HOURS): 0.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-08-08 |
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