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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-04-14 |
| ND | RA | APPROVED | 2021-01-05 |
| CO | RA | APPROVED | 2020-09-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimer Funds Distributor, Inc | Centennial | CO | 05/2016 | 01/2018 |
| Ameriprise Financials Services, Inc | Thornton | CO | 03/2018 | 03/2020 |
| Ameriprise Financial Services, Llc | Fargo | ND | 03/2020 | Present |
Board of Directors; Red River Children's Advocacy Center Board of Directors; Board Member; 100 4th St S, Suite 302, Fargo, ND, 58103; Not Investment-Related; 09/29/2023; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; LFP Consulting; Financial Advisor - Employee; Financial Advisor; 125 Buckskin Ave, , Bismark, ND, 58503; Not Investment-Related; 07/07/2021; 60 hours per month; 60 during trading hours. Other Business Activities; Fargo North Football Coaching; Helping volunteer coaching; 801 17th Ave N, , Fargo, ND, 58102; Not Investment-Related; 04/03/2023; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-01-15 |
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