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Current Employers
Sequoia Financial Group, L.L.C.

3500 Embassy Parkway, Akron, OH 44333 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-07-19
  • CT RA
    APPROVED
    Since 2024-07-19

Branch Locations

33 West Street, Rear, Litchfield, CT 06759 • United States

3500 Embassy Parkway, Akron, OH 44333 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs New York NY 05/2014 03/2018
Shenkman Capital New York NY 04/2018 10/2020
Karpas Strategies New York NY 11/2020 Present
Sequoia Financial Group, Llc Akron OH 07/2024 Present
  • 05/2014 → 03/2018
    Ubs
    New York, NY
  • 04/2018 → 10/2020
    Shenkman Capital
    New York, NY
  • 11/2020 → Present
    Karpas Strategies
    New York, NY
  • 07/2024 → Present
    Akron, OH
Previous Registrations
  • 2023-02-13 → 2024-09-18
    Karpas Strategies Llc
    Greenwich, CT
    Litchfield, CT
    New York, NY
Designations

View on SEC IAPD

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