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Mark Eric Terna

Oppenheimer & Co. Inc.

Litchfield, CT

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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2023-05-11
  • CT RA
    APPROVED
    Since 2023-05-11

Branch Locations

29 West Street, Litchfield, CT 06759 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. New York NY 03/2004 05/2023
Morgan Stanley Smith Barney New York NY 06/2009 05/2023
Morgan Stanley Private Bank, National Association New York NY 01/2015 05/2023
Oppenheimer & Co. Inc. Litchfield CT 05/2023 Present
  • 03/2004 → 05/2023
    Citigroup Global Markets Inc.
    New York, NY
  • 06/2009 → 05/2023
    Morgan Stanley Smith Barney
    New York, NY
  • 01/2015 → 05/2023
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 05/2023 → Present
    Oppenheimer & Co. Inc.
    Litchfield, CT
Previous Registrations
  • 2020-05-18 → 2023-05-25
    Morgan Stanley
    New York, NY
    New York, NY
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-08-11
S63 Uniform Securities Agent State Law Examination 2002-08-01
  • S65 Uniform Investment Adviser Law Examination
    2004-08-11
  • S63 Uniform Securities Agent State Law Examination
    2002-08-01

View on SEC IAPD

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Other Offices

SEQUOIA FINANCIAL GROUP, L.L.C. · Litchfield, CT
AMERIPRISE FINANCIAL SERVICES, LLC · Litchfield, CT
CETERA INVESTMENT ADVISERS LLC · Litchfield, CT
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