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Allison Brown Nielsen

Axient Investment Advisors LLC

Florence, AL

Huntsville, AL

CRD 6339400

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Employer firm

Axient Investment Advisors LLC CRD 336722

$454M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Axient Investment Advisors Llc

403 Madison St Se 2Nd Fl, Huntsville, AL 35801 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2026-02-09
  • AL RA
    APPROVED
    Since 2026-02-09

Branch Locations

151 N Poplar Street, Florence, AL 35630 • United States

403 Madison St Se 2Nd Fl, Huntsville, AL 35801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Florence AL 03/2016 11/2016
Wells Fargo Clearing Services, Llc Florence AL 11/2016 10/2020
Stonex Securities Inc Florence AL 10/2020 Present
Stonex Advisors Inc Florence AL 10/2020 02/2026
Previous Registrations
Other Businesses

1) Eagle Creek Wealth Management, LLC - 210 E Tennessee St, Florence AL 35630 Nature of Business: Investment services Investment Related: Yes Business Position: Registered client assistant Business Duties: Assisting financial advisors and clients. Business Start Date: 10/04/2022 Approximately 170 hours spent on this OBA monthly with 160 during market hours. 2) Axient Investment Advisors, LLC - 403 Madison St SE, 2nd Fl Huntsville AL 35801 Nature of Business: RIA Investment Related: Yes Business Position: Clerical duties, sell of investments, investment services Business Duties: Clerical duties, sell of investments, investment services Business Start Date: 02/02/2026 Approximately 160 hours spent on this OBA monthly during market hours

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-07-26
  • S66 Uniform Combined State Law Examination
    2019-07-26
Other Names
  • Allison Paige Brown
  • Allison Brown
  • Allison Brown Nielsen
  • Allison Nielsen
  • Allison Paige Nielsen

View on SEC IAPD

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